|
|
January 2009
|
|
December 2008
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
185,000
|
|
| NITE | | Knight Capital Americas LLC | 170,000 | 1 | 91 | | 70,100 | 1 | 87 | | 170,000 | 1 | 91 | |
| DOMS | | Domestic Securities, Inc. | 10,000 | 2 | 5 | | - | - | - | | 10,000 | 2 | 5 | |
| HDSN | | RODMAN & RENSHAW, LLC | 5,000 | 3 | 2 | | - | - | - | | 5,000 | 3 | 2 | |
|
|
|
|
|
February 2009
|
|
January 2009
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
5,000
|
|
| SSGI | | Seton Securities Group Inc | 5,000 | 1 | 99 | | - | - | - | | 5,000 | 3 | 2 | |
|
|
|
|
March 2009
|
|
February 2009
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
10,554,342
|
|
| NITE | | Knight Capital Americas LLC | 4,943,441 | 1 | 46 | | - | - | - | | 5,113,441 | 1 | 47 | |
| HDSN | | RODMAN & RENSHAW, LLC | 1,473,390 | 2 | 13 | | - | - | - | | 1,478,390 | 2 | 13 | |
| AUTO | | Automated Trading Desk | 1,378,279 | 3 | 13 | | - | - | - | | 1,378,279 | 3 | 12 | |
| PUMA | | Puma Capital, Llc | 949,637 | 4 | 8 | | - | - | - | | 949,637 | 4 | 8 | |
| ETMM | | G1 Execution Services, LLC | 909,600 | 5 | 8 | | - | - | - | | 909,600 | 5 | 8 | |
| SSGI | | Seton Securities Group Inc | 360,000 | 6 | 3 | | 5,000 | 1 | 99 | | 365,000 | 6 | 3 | |
| VERT | | The Vertical Trading Group | 315,000 | 7 | 2 | | - | - | - | | 315,000 | 7 | 2 | |
| VFIN | | vFinance Investments, Inc. | 144,995 | 8 | 1 | | - | - | - | | 144,995 | 8 | 1 | |
| DOMS | | Domestic Securities, Inc. | 45,000 | 9 | <1 | | - | - | - | | 55,000 | 9 | <1 | |
| BMAS | | Burt Martin Arnold Securities | 35,000 | 10 | <1 | | - | - | - | | 35,000 | 10 | <1 | |
|
|
|
|
April 2009
|
|
March 2009
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
4,581,153
|
|
| NITE | | Knight Capital Americas LLC | 2,247,511 | 1 | 49 | | 4,943,441 | 1 | 46 | | 7,360,952 | 1 | 48 | |
| VFIN | | vFinance Investments, Inc. | 1,760,000 | 2 | 38 | | 144,995 | 8 | 1 | | 1,904,995 | 2 | 12 | |
| ETMM | | G1 Execution Services, LLC | 225,242 | 3 | 4 | | 909,600 | 5 | 8 | | 1,134,842 | 5 | 7 | |
| AUTO | | Automated Trading Desk | 222,000 | 4 | 4 | | 1,378,279 | 3 | 13 | | 1,600,279 | 3 | 10 | |
| PUMA | | Puma Capital, Llc | 116,400 | 5 | 2 | | 949,637 | 4 | 8 | | 1,066,037 | 6 | 6 | |
| VERT | | The Vertical Trading Group | 5,000 | 6 | <1 | | 315,000 | 7 | 2 | | 320,000 | 8 | 2 | |
| DOMS | | Domestic Securities, Inc. | 5,000 | 6 | <1 | | 45,000 | 9 | <1 | | 60,000 | 9 | <1 | |
|
|
|
|
May 2009
|
|
April 2009
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
19,053,401
|
|
| NITE | | Knight Capital Americas LLC | 8,630,056 | 1 | 45 | | 2,247,511 | 1 | 49 | | 15,991,008 | 1 | 46 | |
| VERT | | The Vertical Trading Group | 7,109,400 | 2 | 37 | | 5,000 | 6 | <1 | | 7,429,400 | 2 | 21 | |
| ETMM | | G1 Execution Services, LLC | 2,034,945 | 3 | 10 | | 225,242 | 3 | 4 | | 3,169,787 | 3 | 9 | |
| AUTO | | Automated Trading Desk | 585,037 | 4 | 3 | | 222,000 | 4 | 4 | | 2,185,316 | 5 | 6 | |
| VFIN | | vFinance Investments, Inc. | 470,000 | 5 | 2 | | 1,760,000 | 2 | 38 | | 2,374,995 | 4 | 6 | |
| DOMS | | Domestic Securities, Inc. | 90,000 | 6 | <1 | | 5,000 | 6 | <1 | | 150,000 | 9 | <1 | |
| MAXM | | Maxim Group LLC | 45,000 | 7 | <1 | | - | - | - | | 45,000 | 11 | <1 | |
| HDSN | | RODMAN & RENSHAW, LLC | 44,400 | 8 | <1 | | - | - | - | | 1,522,790 | 6 | 4 | |
| PUMA | | Puma Capital, Llc | 24,563 | 9 | <1 | | 116,400 | 5 | 2 | | 1,090,600 | 7 | 3 | |
| BMAS | | Burt Martin Arnold Securities | 20,000 | 10 | <1 | | - | - | - | | 55,000 | 10 | <1 | |
|
|
|
|
June 2009
|
|
May 2009
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
18,316,599
|
|
| VNDM | | Vandham Securities | 8,278,000 | 1 | 45 | | - | - | - | | 8,278,000 | 3 | 15 | |
| NITE | | Knight Capital Americas LLC | 4,145,039 | 2 | 22 | | 8,630,056 | 1 | 45 | | 20,136,047 | 1 | 38 | |
| VFIN | | vFinance Investments, Inc. | 3,599,000 | 3 | 19 | | 470,000 | 5 | 2 | | 5,973,995 | 4 | 11 | |
| VERT | | The Vertical Trading Group | 1,240,000 | 4 | 6 | | 7,109,400 | 2 | 37 | | 8,669,400 | 2 | 16 | |
| ETMM | | G1 Execution Services, LLC | 777,272 | 5 | 4 | | 2,034,945 | 3 | 10 | | 3,947,059 | 5 | 7 | |
| DOMS | | Domestic Securities, Inc. | 189,288 | 6 | 1 | | 90,000 | 6 | <1 | | 339,288 | 10 | <1 | |
| AUTO | | Automated Trading Desk | 81,500 | 7 | <1 | | 585,037 | 4 | 3 | | 2,266,816 | 6 | 4 | |
| PUMA | | Puma Capital, Llc | 5,000 | 8 | <1 | | 24,563 | 9 | <1 | | 1,095,600 | 8 | 2 | |
| ABLE | | NATIXIS Securities Americas L | 1,500 | 9 | <1 | | - | - | - | | 1,500 | 13 | <1 | |
|
|
|
|
July 2009
|
|
June 2009
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
27,833,646
|
|
| NITE | | Knight Capital Americas LLC | 14,398,972 | 1 | 51 | | 4,145,039 | 2 | 22 | | 34,535,019 | 1 | 42 | |
| ETMM | | G1 Execution Services, LLC | 7,392,668 | 2 | 26 | | 777,272 | 5 | 4 | | 11,339,727 | 2 | 14 | |
| VFIN | | vFinance Investments, Inc. | 3,134,606 | 3 | 11 | | 3,599,000 | 3 | 19 | | 9,108,601 | 4 | 11 | |
| AUTO | | Automated Trading Desk | 1,597,400 | 4 | 5 | | 81,500 | 7 | <1 | | 3,864,216 | 6 | 4 | |
| VNDM | | Vandham Securities | 630,000 | 5 | 2 | | 8,278,000 | 1 | 45 | | 8,908,000 | 5 | 11 | |
| VERT | | The Vertical Trading Group | 450,000 | 6 | 1 | | 1,240,000 | 4 | 6 | | 9,119,400 | 3 | 11 | |
| DOMS | | Domestic Securities, Inc. | 175,000 | 7 | <1 | | 189,288 | 6 | 1 | | 514,288 | 9 | <1 | |
| ABLE | | NATIXIS Securities Americas L | 55,000 | 8 | <1 | | 1,500 | 9 | <1 | | 56,500 | 11 | <1 | |
|
|
|
|
August 2009
|
|
July 2009
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
8,901,169
|
|
| NITE | | Knight Capital Americas LLC | 6,733,468 | 1 | 75 | | 14,398,972 | 1 | 51 | | 41,268,487 | 1 | 46 | |
| ETMM | | G1 Execution Services, LLC | 1,553,401 | 2 | 17 | | 7,392,668 | 2 | 26 | | 12,893,128 | 2 | 14 | |
| AUTO | | Automated Trading Desk | 550,000 | 3 | 6 | | 1,597,400 | 4 | 5 | | 4,414,216 | 6 | 4 | |
| VFIN | | vFinance Investments, Inc. | 59,300 | 4 | <1 | | 3,134,606 | 3 | 11 | | 9,167,901 | 3 | 10 | |
| DOMS | | Domestic Securities, Inc. | 5,000 | 5 | <1 | | 175,000 | 7 | <1 | | 519,288 | 9 | <1 | |
|
|
|
|
September 2009
|
|
August 2009
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
15,630,981
|
|
| NITE | | Knight Capital Americas LLC | 13,229,968 | 1 | 84 | | 6,733,468 | 1 | 75 | | 54,498,455 | 1 | 51 | |
| ETMM | | G1 Execution Services, LLC | 1,559,365 | 2 | 9 | | 1,553,401 | 2 | 17 | | 14,452,493 | 2 | 13 | |
| VFIN | | vFinance Investments, Inc. | 398,648 | 3 | 2 | | 59,300 | 4 | <1 | | 9,566,549 | 3 | 9 | |
| BMAS | | Burt Martin Arnold Securities | 200,000 | 4 | 1 | | - | - | - | | 255,000 | 11 | <1 | |
| AUTO | | Automated Trading Desk | 85,000 | 5 | <1 | | 550,000 | 3 | 6 | | 4,499,216 | 6 | 4 | |
| ABLE | | NATIXIS Securities Americas L | 75,500 | 6 | <1 | | - | - | - | | 132,000 | 12 | <1 | |
| DOMS | | Domestic Securities, Inc. | 55,000 | 7 | <1 | | 5,000 | 5 | <1 | | 574,288 | 9 | <1 | |
| HDSN | | RODMAN & RENSHAW, LLC | 27,500 | 8 | <1 | | - | - | - | | 1,550,290 | 7 | 1 | |
|
|
|
|
October 2009
|
|
September 2009
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
13,621,141
|
|
| NITE | | Knight Capital Americas LLC | 9,463,232 | 1 | 69 | | 13,229,968 | 1 | 84 | | 63,961,687 | 1 | 53 | |
| ETMM | | G1 Execution Services, LLC | 3,647,909 | 2 | 26 | | 1,559,365 | 2 | 9 | | 18,100,402 | 2 | 15 | |
| DOMS | | Domestic Securities, Inc. | 235,000 | 3 | 1 | | 55,000 | 7 | <1 | | 809,288 | 9 | <1 | |
| VFIN | | vFinance Investments, Inc. | 225,000 | 4 | 1 | | 398,648 | 3 | 2 | | 9,791,549 | 3 | 8 | |
| AUTO | | Automated Trading Desk | 35,000 | 5 | <1 | | 85,000 | 5 | <1 | | 4,534,216 | 6 | 3 | |
| ABLE | | NATIXIS Securities Americas L | 10,000 | 6 | <1 | | 75,500 | 6 | <1 | | 142,000 | 12 | <1 | |
| HDSN | | RODMAN & RENSHAW, LLC | 5,000 | 7 | <1 | | 27,500 | 8 | <1 | | 1,555,290 | 7 | 1 | |
|
|
|
|
November 2009
|
|
October 2009
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
13,150,160
|
|
| NITE | | Knight Capital Americas LLC | 9,965,310 | 1 | 75 | | 9,463,232 | 1 | 69 | | 73,926,997 | 1 | 56 | |
| ETMM | | G1 Execution Services, LLC | 2,651,200 | 2 | 20 | | 3,647,909 | 2 | 26 | | 20,751,602 | 2 | 15 | |
| VFIN | | vFinance Investments, Inc. | 478,650 | 3 | 3 | | 225,000 | 4 | 1 | | 10,270,199 | 3 | 7 | |
| JSUP | | Jesup & Lamont Securities Cor | 50,000 | 4 | <1 | | - | - | - | | 50,000 | 13 | <1 | |
| ABLE | | NATIXIS Securities Americas L | 5,000 | 5 | <1 | | 10,000 | 6 | <1 | | 147,000 | 12 | <1 | |
|
|
|
|
December 2009
|
|
November 2009
|
|
Year-to-Date
|
|
| |
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
Volume |
Rank |
% |
|
|
|
Total Share Volume
|
334,899,327
|
|
| FANC | | Finance 500, Inc. | 147,177,581 | 1 | 43 | | - | - | - | | 147,177,581 | 2 | 31 | |
| NITE | | Knight Capital Americas LLC | 117,551,950 | 2 | 35 | | 9,965,310 | 1 | 75 | | 191,478,947 | 1 | 41 | |
| ETMM | | G1 Execution Services, LLC | 40,794,935 | 3 | 12 | | 2,651,200 | 2 | 20 | | 61,546,537 | 3 | 13 | |
| VFIN | | vFinance Investments, Inc. | 11,370,324 | 4 | 3 | | 478,650 | 3 | 3 | | 21,640,523 | 4 | 4 | |
| BMAS | | Burt Martin Arnold Securities | 4,059,151 | 5 | 1 | | - | - | - | | 4,314,151 | 8 | <1 | |
| AUTO | | Automated Trading Desk | 3,460,120 | 6 | 1 | | - | - | - | | 7,994,336 | 7 | 1 | |
| VERT | | The Vertical Trading Group | 2,403,000 | 7 | <1 | | - | - | - | | 11,522,400 | 5 | 2 | |
| JSUP | | Jesup & Lamont Securities Cor | 1,990,000 | 8 | <1 | | 50,000 | 4 | <1 | | 2,040,000 | 11 | <1 | |
| HDSN | | RODMAN & RENSHAW, LLC | 1,589,500 | 9 | <1 | | - | - | - | | 3,144,790 | 9 | <1 | |
| DOMS | | Domestic Securities, Inc. | 1,285,000 | 10 | <1 | | - | - | - | | 2,094,288 | 10 | <1 | |
| LAMP | | Lampost Capital, L.C. | 1,186,266 | 11 | <1 | | - | - | - | | 1,186,266 | 13 | <1 | |
| VNDM | | Vandham Securities | 1,035,000 | 12 | <1 | | - | - | - | | 9,943,000 | 6 | 2 | |
| BMIC | | Biltmore International Corpor | 389,000 | 13 | <1 | | - | - | - | | 389,000 | 14 | <1 | |
| PUMA | | Puma Capital, Llc | 235,000 | 14 | <1 | | - | - | - | | 1,330,600 | 12 | <1 | |
| STXG | | Stockcross Financial Services | 155,000 | 15 | <1 | | - | - | - | | 155,000 | 17 | <1 | |
| NOBL | | Noble Financial Capital Marke | 110,000 | 16 | <1 | | - | - | - | | 110,000 | 18 | <1 | |
| ABLE | | NATIXIS Securities Americas L | 82,500 | 17 | <1 | | 5,000 | 5 | <1 | | 229,500 | 16 | <1 | |
| SALI | | Sterne, Agee & Leach, Inc. | 25,000 | 18 | <1 | | - | - | - | | 25,000 | 20 | <1 | |
|
|
|